Prestige Wealth Inc..
PWM.US | Fund management activities
Prestige Wealth Inc. is a financial services company that provides wealth management, investment advisory, and financial planning services to high-net-worth individuals, families, and institutions. The company offers a range of services including portfolio management, retirement planning, estate pla...Show More
Better Health for All
0
No evidence available to assess Prestige Wealth Inc. on Better Health for All.
Fair Money & Economic Opportunity
0
Prestige Wealth Inc. provides wealth management, investment advisory, and financial planning services to high-net-worth individuals, families, and institutions. Based on this business model, the company does not offer consumer credit or debt products. Therefore, KPIs related to pricing fairness, exploitative fee exposure, and debt burden ratio are not applicable. No other information regarding underserved clients, inclusion initiatives, data accessibility, fair lending compliance, wealth building outcomes, profit reinvestment, financial literacy initiatives, geographic inclusion, or product simplicity was provided in the articles.
1
Fair Pay & Worker Respect
30
Prestige Wealth Inc. reported 4 full-time employees as of September 30, 2023, and September 30, 2024, indicating that 0% of its workforce is on insecure contracts.
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Employee satisfaction is high, with an overall rating of 4.4 out of 5 stars (88%) and 83% of employees recommending the company to a friend.
2
The company had compliance issues related to employee compensation insurance and mandatory provident fund contributions between 2016 and 2018.
3
However, there have been zero substantiated labor-law or human-rights violations in the past three years.
Fair Trade & Ethical Sourcing
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Prestige Wealth Inc. is a financial services company.
1
The provided articles contain no specific, quantitative data points related to fair trade and ethical sourcing practices, supplier audits, forced or child labor incidents, supply chain traceability, remediation speed, ethical clauses in supplier contracts, or high-risk materials.
2
Given the company's business model, these KPIs are considered N/A as they primarily apply to organizations that procure or trade physical commodities or have upstream labor practices.
Honest & Fair Business
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Prestige Wealth Inc. has a formal whistleblower policy that includes anonymity and confidentiality protection, with a reporting mechanism through a supervisor and then a Compliance Officer.
1
The company also has an anti-corruption policy that is compliant with the Foreign Corrupt Practices Act (FCPA).
2
This policy requires prior written approval from the Compliance Officer for facilitation payments, which must also be clearly and accurately reported.
3
Kind to Animals
0
The provided articles focus on Prestige Wealth Inc.'s financial performance, leadership changes, and acquisitions.
1
No information or specific data points related to animal welfare, cruelty-free certifications, animal testing, animal-derived products, or habitat impact were found in any of the articles. Therefore, no KPIs can be scored based on the available evidence.
No War, No Weapons
0
The provided articles, primarily financial reports and general industry discussions, do not contain specific, concrete data points relevant to the 'No War, No Weapons' ethical value for Prestige Wealth Inc. (PWM.US). While one article mentions client onboarding due diligence for anti-money laundering and counter-terrorist financing.
1
this information does not directly align with the specific requirements of any KPI in the rubric, such as human-rights due diligence in conflict-affected areas or revenue from arms contracts. Therefore, no KPIs can be scored based on the evidence provided.
Planet-Friendly Business
0
The provided articles focus exclusively on Prestige Wealth Inc.'s financial performance and explicitly state the absence of any environmental, social, or governance (ESG) metrics or data relevant to planet-friendly business practices.
1
Therefore, no specific, concrete evidence was found to score any of the KPIs.
Respect for Cultures & Communities
0
The provided articles, including the company's 20-F filing, do not contain specific, concrete data points for any of the KPIs related to Respect for Cultures & Communities. The 20-F explicitly states "Not applicable. No data" or "No mention" for all relevant metrics.
1
Therefore, no KPIs can be scored based on the available evidence.
Safe & Smart Tech
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No evidence available to assess Prestige Wealth Inc. on Safe & Smart Tech.
Zero Waste & Sustainable Products
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No evidence available to assess Prestige Wealth Inc. on Zero Waste & Sustainable Products.