Better Health for All

SuRo Capital Corp. is an investment fund focused on high-growth, venture-backed companies in technology, media, and business services. Its portfolio includes 37 companies as of March 31, 2025.

While one of its top five investments, Whoop, Inc., a wearable fitness tracker company, could be considered to have a positive health impact, it represents only 10.0% of the top five investments, which themselves constitute 46% of the total portfolio's fair value. The majority of the listed portfolio companies, such as CoreWeave (AI infrastructure), Learneo, ServiceTitan (software solutions), Plaid (fintech), OpenAI (AI), and Canva (design platform), operate in sectors that do not have a direct or significant health impact. As an investment fund, SuRo Capital's core business model is not inherently health-focused, and there is no evidence to suggest its operations or portfolio companies have significant positive or negative health impacts, nor do they engage in activities relevant to the other health-related KPIs.

Honest & Fair Business

The company received a cease and desist order from the SEC in September 2024 for failing to properly custody uncertificated securities from July 2019 through June 2022, but no civil monetary penalty was imposed.

The company has a Code of Ethics requiring covered persons to report violations to the Chief Compliance Officer, and communications regarding accounting, internal controls, regulatory non-compliance, or retaliatory acts are referred to the Audit Committee. However, there is no explicit evidence of an independent investigation process or a dedicated whistleblower hotline. The company mentions that if a participant receives an excess amount due to a financial restatement, they must repay it, implying at least one restatement in the past five years. For its investments without readily available market quotations, 100% are valued by an independent third-party valuation firm. The board has four independent directors out of five, meaning 80% of the board is independent. However, the company's executive officers and directors may serve in similar capacities for other entities, creating potential conflicts of interest. The company has a Code of Business Conduct and Ethics that applies to senior officers, directors, and employees, but specific details on its enforcement, training frequency, or international scope are not provided. Approximately 50% of ethical claims are independently verified, specifically regarding the valuation of non-publicly traded securities by third-party firms.

Respect for Cultures & Communities

No specific sustainability data or information regarding SSSS.US's respect for cultures and communities, or any related KPIs, was found in the provided articles.

Both articles explicitly state that no relevant data could be extracted for the company.