Better Health for All

The provided articles focus exclusively on SWK Holdings Corporation's financial performance, investment portfolio, and loan transactions. While the company operates in the life science and healthcare sectors, none of the articles offer specific, concrete data points regarding the health impact, safety records, accessibility, or other health-related outcomes of the companies SWK Holdings finances.

The articles explicitly state that information relevant to 'Better Health for All' metrics is not provided or is missing, making it impossible to assess any of the KPIs in the rubric.

Fair Money & Economic Opportunity

SWK Holdings Corporation is a specialty finance company that provides debt financing solutions to companies in the life science and healthcare sectors.

Its business model does not involve offering lending or deposit services to individual consumers. Therefore, several KPIs related to consumer financial services, such as underserved client share, pricing fairness, exploitative fee exposure, data accessibility, wealth building outcomes, debt burden ratio, geographic inclusion, and product simplicity, are not applicable to its operations. No specific data regarding the company's financial inclusion initiatives, lending terms for underserved populations, or social impact programs for any customer segment was found in the provided articles for other KPIs.

Fair Pay & Worker Respect

No specific data points or mentions of SWKH.US related to any of the 'Fair Pay & Worker Respect' KPIs were found in the provided articles. describes the metrics used in a general evaluation system but explicitly states it contains no specific data for SWKH.US.

is a legal document unrelated to worker treatment or compensation.

Honest & Fair Business

The company's Code of Ethics and Conduct, applicable to all directors and employees, includes a non-retaliation clause for those reporting suspected violations.

This indicates a basic whistleblower policy is in place. The Code also explicitly prohibits bribery, stating it is illegal and subject to criminal penalties, and requires full disclosure of third-party fees to the Chief Financial Officer to ensure legality and reasonableness. It also states an expectation for employees to comply with all applicable domestic and international laws and regulations, including the Foreign Corrupt Practices Act (FCPA). However, there is no evidence of specific training frequency or effectiveness metrics for this anti-corruption policy.

No War, No Weapons

SWK Holdings Corporation is a finance company specializing in the global healthcare and life sciences sectors, providing capital solutions and investing in "marketed ethical product cash flow streams."

Its listed investments are exclusively within healthcare and life sciences companies, such as Advanced Oxygen Therapy and Biotricity. There is no evidence in the provided articles of any involvement in arms manufacturing, defense contracts, military technology, dual-use products, or any other activities related to war or weapons. The company's business model does not involve the development, sale, or procurement of goods that would typically require screening for conflict minerals, dual-use applications, or adherence to arms trade treaties. Therefore, all KPIs are not applicable to its core operations.

Planet-Friendly Business

No specific, quantitative data or concrete facts related to SWK Holdings Corporation's planet-friendly business practices, such as greenhouse gas emissions, renewable energy usage, water consumption, waste diversion, or climate targets, were found in the provided articles. The available information primarily consists of financial data from a Form 10-K

and promotional material for a data software company, which explicitly stated a lack of relevant sustainability metrics for SWKH.US. A general ESG summary provided an overall risk rating but no specific performance data for any of the environmental KPIs.