Honest & Fair Business

The company's Code of Ethics, adopted in September 2012, requires approval of amendments by a majority vote of the Independent Directors, indicating that less than 100% of the board is independent.

The board includes an independent member appointed in April 2024. The company has a comprehensive anti-corruption policy, as evidenced by its Code of Ethics, which includes personal trading restrictions, pre-approval for Initial Public Offerings/Limited Offerings, and disclosure of interests. It also mandates annual certification from Access Persons that they have read, understand, and complied with the code, and requires annual reports to the board on any material violations and sanctions, with record-keeping requirements for violations and actions taken for five years.

No War, No Weapons

The provided articles, including a quarterly financial report, a code of ethics, and a sustainability data summary, do not contain any specific, concrete information or quantitative data regarding WhiteHorse Finance, Inc.'s involvement with arms contracts, dual-use technology, sales to embargoed regimes, peacebuilding investments, conflict divestment policies, board oversight of defense activities, export end-user certifications, lobbying related to arms control, humanitarian procurement, human rights due diligence in conflict areas, Arms Trade Treaty compliance, AI military safeguards, UN Guiding Principles alignment, dual-use item screening, surveillance transparency, ethical red lines, exposure to controversial weapons, war risk audits, annual conflict partner reviews, defense divestment, conflict minerals, peace tech investment, or conflict zone procurement. The sustainability data for the company is explicitly stated as unavailable,

and a relevant section of their website was inaccessible.